Updated: July 23 2014

Iowa - Securities Bureau Enforcement Section

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

Primary Address

Iowa - Securities Bureau Enforcement Section
601 Locust St., 4th Floor,
Des Moines, IA 50309-3738
Phone: (515) 281-5705
Web: http://www.iid.state.ia.us/securities

Region(s) Served

• State

Locations

• Iowa Securities Bureau Enforcement Section - Des Moines Office
  601 Locust St., 4th Floor,
  Des Moines, IA 50309-3738
  Toll-free: (877) 955-1212
  Phone: (515) 281-5705
  Fax: (515) 281-3059
  Web: http://www.iid.state.ia.us/securities
  …

Related Programs

• Iowa - Securities Bureau Enforcement Section

Keywords

investing