Updated: October 25 2019

Florida - Division of Securities

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

Primary Address

Florida - Division of Securities
Florida Office of Financial Regulation
101 E. Gaines Street,
Tallahassee, FL 32399-0375
Phone: (850) 487-9687 - Option 2
Web: https://www.flofr.com/sitePages/DivisionOfSecurities.htm

Region(s) Served

• State

Locations

• Florida Division of Securities - Tallahassee Office
  Mailing Address:
  Florida Office of Financial Regulation
  200 E. Gaines Street
  Tallahassee, FL 32399-0375
  Phone: (850) 487-9687 - Option 2
  Web: https://www.flofr.com/sitePages/DivisionOfSecurities.htm
  …

Related Programs

• Florida - Division of Securities

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