Updated: July 02 2018

Maine - Office of Securities

The Office of Securities protects Maine investors by investigating and prosecuting violations of the securities laws; licensing broker-dealers, agents, investment advisers, and investment adviser representatives; and reviewing registration statements and exemption filings for securities issuers that are seeking to sell in Maine.

Primary Address

Maine - Office of Securities
Department of Professional & Financial Regulation
Office of Securities
76 Northern Avenue
Gardiner, ME 04345
Phone: (207) 624-8551
Web: http://www.maine.gov/pfr/securities/

Region(s) Served

• State

Locations

• Maine Office of Securities - Gardiner Office
  Department of Professional & Financial Regulation
  Office of Securities
  76 Northern Avenue
  Gardiner, MA 04345
  Toll-free: (877) 624-8551 (toll free in Maine)
  Phone: (207) 624-8551
  Fax: (207) 624-8404
  Web: http://www.maine.gov/pfr/securities/
  …
• Maine Office of Securities - Mailing address
  Office of Securities
  121 State House Station
  Augusta, ME 04333
  Toll-free: (877) 624-8551 (toll free in Maine)
  Phone: (207) 624-8551
  Fax: (207) 624-8404
  Web: http://www.maine.gov/pfr/securities/
  …

Related Programs

• Maine - Office of Securities

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