Updated: November 03 2016

Pennsylvania Department of Banking and Securities

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

Primary Address

Pennsylvania Department of Banking and Securities
17 North Second Street, Suite 1300,
Harrisburg, PA 17101
Phone: (800) 600-0007
Web: http://www.dobs.pa.gov/

Region(s) Served

• State

Locations

• Pennsylvania Department of Banking and Securities - Harrisburg Office
  17 North Second Street, Suite 1300,
  Harrisburg, PA 17101
  Toll-free: (800) 600.0007 (for PA toll free only)
  Phone: (717) 787-1854
  Web: http://www.dobs.pa.gov/
  Email: [email protected]
  …

Related Programs

• Pennsylvania Department of Banking and Securities

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