Updated: April 05 2018

Utah - Department of Commerce, Division of Securities

Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings, uninsured investment products sold by banks and others. The officials enforce these laws and regulations. State securities agencies are responsible also for preventing fraud and abuse in the sale of all but the largest securities offerings. If you have a question or complaint about an investment you have made or are about to make, call the company or bank involved. If your complaint or question is not resolved, call the appropriate state securities agency.

Primary Address

Utah - Department of Commerce, Division of Securities
Heber M. Wells Building,
160 East 300 South, 2nd Floor,
Salt Lake City, UT 84114-6701
Phone: (801) 530-6600
Web: http://securities.utah.gov/

Region(s) Served

• State

Locations

• Utah Department of Commerce - Salt Lake City Office
  160 East 300 South, 2nd Floor,
  PO Box 146760,
  Salt Lake City, UT 84114-6760
  Toll-free: in UT (800) 721-7233
  Phone: (801) 530-6600
  Fax: (801) 530-6980
  Web: http://securities.utah.gov/
  Email: [email protected]
  …

Related Programs

• Utah - Department of Commerce, Division of Securities

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